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Our client is a growing multinational investment company, currently expanding its operations in the Romanian market. In order to meet their increasing needs, the Company is seeking for new team members for their local team.
The primary role of the compliance function is to assist senior management in managing effectively the compliance risks faced by the Company. Compliance risk is defined broadly as the risk of legal or regulatory sanctions, material financial loss, or loss of reputation a company may suffer as a result of its failure to comply with laws, regulations, rules, related self-regulatory organization standards, and codes of conduct applicable to its activities.
The Compliance Officer is responsible for assisting senior management to ensure each entity adheres to and operates within its specific license requirements, as well as the ongoing regulatory compliance obligations of local regulatory bodies. This role will include carrying out compliance duties across Europe under the direction of the Regional Compliance Officer.
KEY DUTIES AND RESPONSIBILITIES:
- Advising senior management and staff on the practical application of compliance laws, rules and standards, including keeping them informed on developments in the area, coordinating and consulting with the Legal Department, as necessary.
- Assisting senior management in educating staff on compliance issues, acting as a contact point for compliance queries. To this end, the Compliance Officer should assist the Regional Compliance Officer, in co-ordination with the Regulation and Training Manager EMEA, establish an appropriate Compliance Training Program for staff, in addition to requisite written compliance policies and procedures.
- On a proactive basis and in co-ordination with the Regional Compliance Officer, identify, document and assess the compliance risks associated with Company’s activities in Europe. This should include, amongst other things, the development of new products or business practices, the proposed establishment of new types of business or client relationships, or material changes in the nature of such relationships.
- In co-ordination with the Best Practice Team Manager assist the Regional Compliance Manger to establish an appropriate Compliance Monitoring Program for the Romanian business, the results of which must be reported to local senior management and the Regional Compliance Officer.
- In co-ordination with the Regional Compliance Officer act as the interface with the Romanian regulators (and if applicable, local industry bodies), establishing and developing relationships for the strategic benefit of the local operations and providing reporting, where necessary. Further, the Compliance Officer should act as the local money laundering reporting officer, or equivalent.
- In co-ordination with the Regional Compliance Officer establish a written, risk-based Compliance Program that sets out the all of the above compliance responsibilities and details their fulfillment in a planned and organized manner.
REQUIRED KNOWLEDGE/SKILLS/ABILITIES
- A degree in a relevant discipline from a recognized university
- At least 5 years industry experience, preferably in a similar role
- Fluency in written and spoken English
- Computer literacy in key applications such as Microsoft Office
...Lugera & Makler, can I help you?
...enthusiastic and gregarious! ...helpful and present! ...young and smart! ...ah, almost forgot: also good-looking!...
This is in a nutshell the Lugera & Makler team in Romania. Like our colleagues in the Netherlands, the Czech Republic, Armenia, Poland and Slovakia, we are a bunch of dedicated, happy people ready to face in a natural, positive and friendly fashion all your challenges... a bunch of people at the service of people, unconditionally!
You will find with Lugera & Makler the most wonderful HR company, long-term commitment, full-time dedication on the job, as well as the most extraordinary parties ever.
Whenever in need of a genuine & devoted long-term partner and friend, call us! ...You will sense the eagerness in our approach to be flexible, highly innovative, sharp, non-traditional, supportive and pro- active...! You will feel we are here for you...!
...Thank you for calling Lugera & Makler! ... and paramount important: THANK YOU FOR BEING THERE WITH US!
Address: 26-28 Stirbei Voda street , Union International Business Center II, 1 floor, Bucharest;
mailto: office@lugera.ro;
Phone: +40 (0)21 3187120, 0800 0800 07, 0800 410 510, 0800 801 001,
Or in Brasov, Ploiesti, Timisoara, Arad, Iasi and Cluj - office@lugera.ro.
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